Head of Compliance & Legal – full time flexible working

Asset Manager / Family Office, London

Compliance and Legal professional with German language skills and experience of working in asset management / investment management.

Good working knowledge of FCA, MiFiD II, AIFMD, SMCR, EMIR and other relevant European and/or US Regulation applicable to an investment management business.

Candidates will have past experience of working with senior management to embed compliance policies and procedures, and will take over the Compliance Oversight and Money Laundering Reporting functions (SMF16 & SMF17) once settled into the role.

General corporate commercial contract work including negotiating and review of Service Provider Agreements, NDAs, Engagement letters, letters of intent, general commercial contracts.

Assist with corporate matters, fund structures, shareholder agreements, company house filings and board documentation. Review and provide input on Private Equity and Fund of Fund transaction documentation.

This person will also provide support with day-to-day investment fund operations, including reconciliation oversight, fund accounting & treasury. (Training will be provided in respect of this function.)

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