Our client is a boutique hedge fund, this is a newly created role to support the Chief Risk and Compliance Officer.
They need an experienced Compliance Officer who is technically robust and understands UK MIFID and AIFM regulations, can also work with SEC, and ensure robust compliance monitoring processes, checking and training. There will be a mix of design and then implementation.
This person will need to then ensure operational checklists are completed, files are signed off and RegData returns are done in a timely manner. There are significant plans to grow – so once infrastructure is in place the individual will be kept busy scaling up the operation.